DeFi Shouldn’t Have to Worry About the SEC’s Expanded Broker Rule

Date:

Share post:



DeFi Shouldn't Have to Worry About the SEC’s Expanded Broker Rule

Traditionally, there has been a distinction between investors, who make directional trades (i.e. betting some stock will go up or down) and dealers, typically large institutions that buy both sides of the market to provide liquidity for those traders. The old definition of a broker included any company “engaged in buying and selling securities … as a part of a regular business,” with “regular business” essentially referring to the service of market making.



Source link

Leave a reply

Please enter your comment!
Please enter your name here

Related articles

Why “Vibe Coded” AI Tools Won’t Threaten Your Tech Stack

× Please contact your Firm's Group AdminIAR CE is only available if your organization...

Kraken’s parent Payward joins Anthropic’s Project Glasswing, taps Claude Mythos 5 for security

AI is also emerging as a growing threat to crypto companies, giving attackers tools to find vulnerabilities...

Binance to Plan UK Relaunch with FCA License Application: Report

Cointelegraph is committed to providing independent, high-quality journalism across the crypto, blockchain, AI, and fintech industries.All news,...

Top 5 Dune Sim API Alternatives for Crypto Data in 2026

Before this guide starts, some credit where it is due. Sim was good. Genuinely good. Dune bought smlXL in...